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1.
PARKINSON'S LAW, OR THE RISING PYRAMID
WORK EXPANDS so as to fill the time available for its completion.
General recognition of this fact is shown in the proverbial phrase
"It is the busiest man who has time to spare." Thus, an elderly
lady of leisure can spend the entire day in writing and
dispatching a postcard to her niece at Bognor Regis. An hour will
be spent in finding the postcard, another in hunting for
spectacles, half an hour in a search for the address, an hour and
a quarter in composition, and twenty minutes in deciding whether
or not to take an umbrella when going to the mailbox in the next
street. The total effort that would occupy a busy man for three
minutes all told may in this fashion leave another person
prostrate after a day of doubt, anxiety, and toil.
Granted that work (and especially paperwork) is thus elastic in
its demands on time, it is manifest that there need be little or
no relationship between the work to be done and the size of the
staff to which it may be assigned. A lack of real activity does
not, of necessity, result in leisure. A lack of occupation is not
necessarily revealed by a manifest idleness. The thing to be done
swells in importance and complexity in a direct ratio with the
time to be spent. This fact is widely recognized, but less
attention has been paid to its wider implications, more especially
in the field of public administration. Politicians and taxpayers
have assumed (with occasional phases of doubt) that a rising total
in the number of civil servants must reflect a growing volume of
work to be done. Cynics, in questioning this belief, have imagined
that the multiplication of officials must have left some of them
idle or all of them able to work for shorter hours. But this is a
matter in which faith and doubt seem equally misplaced. The fact
is that the number of the officials and the quantity of the work
are not related to each other at all. The rise in the total of
those employed is governed by Parkinson's Law and would be much
the same whether the volume of the work were to increase,
diminish, or even disappear. The importance of Parkinson's Law
lies in the fact that it is a law of growth based upon an analysis
of the factors by which that growth is controlled.
The validity of this recently discovered law must rest mainly on
statistical proofs, which will follow. Of more interest to the
general reader is the explanation of the factors underlying the
general tendency to which this law gives definition. Omitting
technicalities (which are numerous) we may distinguish at the
outset two motive forces. They can be represented for the present
purpose by two almost axiomatic statements, thus: (1) "An official
wants to multiply subordinates, not rivals" and (2) "Officials
make work for each other."
To
comprehend Factor 1, we must picture a civil servant, called A,
who finds himself overworked. Whether this overwork is real or
imaginary is immaterial, but we should observe, in passing, that
A's sensation (or illusion) might easily result from his own
decreasing energy: a normal symptom of middle age. For this real
or imagined overwork there are, broadly speaking, three possible
remedies. He may resign; he may ask to halve the work with a
colleague called B; he may demand the assistance of two
subordinates, to be called C and D. There is probably no instance
in history, however, of A choosing any but the third alternative.
By resignation he would lose his pension rights. By having B
appointed, on his own level in the hierarchy, he would merely
bring in a rival for promotion to W's vacancy when W (at long
last) retires. So A would rather have C and D, junior men, below
him. They will add to his consequence and, by dividing the work
into two categories, as between C and D, he will have the merit of
being the only man who comprehends them both. It is essential to
realize at this point that C and D are, as it were, inseparable.
To appoint C alone would have been impossible. Why? Because C, if
by himself, would divide the work with A and so assume almost the
equal status that has been refused in the first instance to B; a
status the more emphasized if C is A's only possible successor.
Subordinates must thus number two or more, each being thus kept in
order by fear of the other's promotion. When C complains in turn
of being overworked (as he certainly will) A will, with the
concurrence of C, advise the appointment of two assistants to help
C. But he can then avert internal friction only by advising the
appointment of two more assistants to help D, whose position is
much the same. With this recruitment of E, F, G, and H the
promotion of A is now practically certain.
Seven officials are now doing what one did before. This is where
Factor 2 comes into operation. For these seven make so much work
for each other that all are fully occupied and A is actually
working harder than ever. An incoming document may well come
before each of them in turn. Official E decides that it falls
within the province of F, who places a draft reply before C, who
amends it drastically before consulting D, who asks G to deal with
it. But G goes on leave at this point, handing the file over to H,
who drafts a minute that is signed by D and returned to C, who
revises his draft accordingly and lays the new version before A.
What does A do? He would have every excuse for signing the thing
unread, for he has many other matters on his mind. Knowing now
that he is to succeed W next year, he has to decide whether C or D
should succeed to his own office. He had to agree to G's going on
leave even if not yet strictly entitled to it. He is worried
whether H should not have gone instead, for reasons of health. He
has looked pale recently--partly but not solely because of his
domestic troubles. Then there is the business of F's special
increment of salary for the period of the conference and E's
application for transfer to the Ministry of Pensions. A has heard
that D is in love with a married typist and that G and F are no
longer on speaking terms--no one seems to know why. So A might be
tempted to sign C's draft and have done with it. But A is a
conscientious man. Beset as he is with problems created by his
colleagues for themselves and for him--created by the mere fact of
these officials' existence--he is not the man to shirk his duty.
He reads through the draft with care, deletes the fussy paragraphs
added by C and H, and restores the thing back to the form
preferred in the first instance by the able (if quarrelsome) F. He
corrects the English--none of these young men can write
grammatically--and finally produces the same reply he would have
written if officials C to H had never been born. Far more people
have taken far longer to produce the same result. No one has been
idle. All have done their best. And it is late in the evening
before A finally quits his office and begins the return journey to
Ealing. The last of the office lights are being turned off in the
gathering dusk that marks the end of another day's administrative
toil. Among the last to leave, A reflects with bowed shoulders and
a wry smile that late hours, like gray hairs, are among the
penalties of success.
From this description of the factors at work the student of
political science will recognize that administrators are more or
less bound to multiply. Nothing has yet been said, however, about
the period of time likely to elapse between the date of A's
appointment and the date from which we can calculate the
pensionable service of H. Vast masses of statistical evidence have
been collected and it is from a study of this data that
Parkinson's Law has been deduced. Space will not allow of detailed
analysis but the reader will be interested to know that research
began in the British Navy Estimates. These were chosen because the
Admiralty's responsibilities are more easily measurable than those
of, say, the Board of Trade. The question is merely one of numbers
and tonnage. Here are some typical figures. The Strength of the
Navy in 1914 could be shown as 146,000 officers and men, 3249
dockyard officials and clerks, and 57,000 dockyard workmen. By
1928 there were only 100,000 officers and men and only 62,439
workmen, but the dockyard officials and clerks by then numbered
4558. As for warships, the strength in 1928 was a mere fraction of
what it had been in 1914--fewer than 20 capital ships in
commission as compared with 62. Over the same period the Admiralty
officials had increased in number from 2000 to 3569, providing (as
was remarked) "a magnificent navy on land." These figures are more
clearly set forth in tabular form.
ADMIRALTY STATISTICS
|
Year
|
Capital ships in commission
|
Officers and men in R.N.
|
Dockyard workers
|
Dockyard officials and clerks
|
Admiralty officials
|
|
1914 |
62 |
146,000 |
57,000 |
3249 |
2000 |
|
1928 |
20 |
100,000 |
62,439 |
4558 |
3569 |
|
Increase or Decrease
|
-67.74% |
-31.5% |
+9.54% |
+40.28% |
+78.45% |
The criticism voiced at the time centered on the ratio between the
numbers of those available for fighting and those available only
for administration. But that comparison is not to the present
purpose. What we have to note is that the 2000 officials of 1914
had become the 3569 of 1928; and that this growth was unrelated to
any possible increase in their work. The Navy during that period
had diminished, in point of fact, by a third in men and two-thirds
in ships. Nor, from 1922 onward, was its strength even expected to
increase; for its total of ships (unlike its total of officials)
was limited by the Washington Naval Agreement of that year. Here
we have then a 78 per cent increase over a period of fourteen
years; an average of 5.6 per cent increase a year on the earlier
total. In fact, as we shall see, the rate of increase was not as
regular as that. All we have to consider, at this stage, is the
percentage rise over a given period.
Can this rise in the total number of civil servants be accounted
for except on the assumption that such a total must always rise by
a law governing its growth? It might be urged at this point that
the period under discussion was one of rapid development in naval
technique. The use of the flying machine was no longer confined to
the eccentric. Electrical devices were being multiplied and
elaborated. Submarines were tolerated if not approved. Engineer
officers were beginning to be regarded as almost human. In so
revolutionary an age we might expect that storekeepers would have
more elaborate inventories to compile. We might not wonder to see
more draughtsmen on the payroll, more designers, more technicians
and scientists. But these, the dockyard officials, increased only
by 40 per cent in number when the men of Whitehall increased their
total by nearly 80 per cent. For every new foreman or electrical
engineer at Portsmouth there had to be two more clerks at Charing
Cross. From this we might be tempted to conclude, provisionally,
that the rate of increase in administrative staff is likely to be
double that of the technical staff at a time when the actually
useful strength (in this case, of seamen) is being reduced by 31.5
per cent. It has been proved statistically, however, that this
last percentage is irrelevant. The officials would have multiplied
at the same rate had there been no actual seamen at all.
It
would be interesting to follow the further progress by which the
8118 Admiralty staff of 1935 came to number 33,788 by 1954. But
the staff of the Colonial Office affords a better field of study
during a period of imperial decline. Admiralty statistics are
complicated by factors (like the Fleet Air Arm) that make
comparison difficult as between one year and the next. The
Colonial Office growth is more significant in that it is more
purely administrative. Here the relevant statistics are as
follows:
|
1935
|
1939
|
1943
|
1947
|
1954
|
|
372 |
450 |
817 |
1139 |
1661 |
Before showing what the rate of increase is, we must observe that
the extent of this department's responsibilities was far from
constant during these twenty years. The colonial territories were
not much altered in area or population between 1935 and 1939. They
were considerably diminished by 1943, certain areas being in enemy
hands. They were increased again in 1947, but have since then
shrunk steadily from year to year as successive colonies achieve
self-government. It would be rational to suppose that these
changes in the scope of Empire would be reflected in the size of
its central administration. But a glance at the figures is enough
to convince us that the staff totals represent nothing but so many
stages in an inevitable increase. And this increase, although
related to that observed in other departments, has nothing to do
with the size--or even the existence--of the Empire. What are the
percentages of increase? We must ignore, for this purpose, the
rapid increase in staff which accompanied the diminution of
responsibility during World War II. We should note rather, the
peacetime rates of increase: over 5.24 per cent between 1935 and
1939, and 6.55 per cent between 1947 and 1954. This gives an
average increase of 5.89 per cent each year, a percentage markedly
similar to that already found in the Admiralty staff increase
between 1914 and 1928.
Further and detailed statistical analysis of departmental staffs
would be inappropriate in such a work as this. It is hoped,
however, to reach a tentative conclusion regarding the time likely
to elapse between a given official's first appointment and the
later appointment of his two or more assistants.
Dealing with the problem of pure staff accumulation, all our
researches so far completed point to an average increase of 5.75
per cent per year. This fact established, it now becomes possible
to state Parkinson's Law in mathematical form: In any public
administrative department not actually at war, the staff increase
may be expected to follow this formula--
x=(2km+l)/n
k
is the number of staff seeking promotion through the appointment
of subordinates; l represents the difference between the
ages of appointment and retirement; m is the number of
man-hours devoted to answering minutes within the department; and
n is the number of effective units being administered. x
will be the number of new staff required each year. Mathematicians
will realize, of course, that to find the percentage increase they
must multiply x by 100 and divide by the total of the
previous year, thus:
100 (2km+l)/y n %
where y represents the total original staff. This figure
will invariably prove to be between 5.17 per cent and 6.56 per
cent, irrespective of any variation in the amount of work (if any)
to be done.
The discovery of this formula and of the general principles upon
which it is based has, of course, no political value. No attempt
has been made to inquire whether departments ought to grow
in size. Those who hold that this growth is essential to gain full
employment are fully entitled to their opinion. Those who doubt
the stability of an economy based upon reading each other's
minutes are equally entitled to theirs. It would probably be
premature to attempt at this stage any inquiry into the
quantitative ratio that should exist between the administrators
and the administered. Granted, however, that a maximum ratio
exists, it should soon be possible to ascertain by formula how
many years will elapse before that ratio, in any given community,
will be reached. The forecasting of such a result will again have
no political value. Nor can it be sufficiently emphasized that
Parkinson's Law is a purely scientific discovery, inapplicable
except in theory to the politics of the day. It is not the
business of the botanist to eradicate the weeds. Enough for him if
he can tell us just how fast they grow.
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